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FINRA Awards for Albert Johnson

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0214509/25/2018Claimant(s): Brett LaFerrera
Claimant Lawyers(s): Brett Andrew LaFerrera
Respondent(s): Albert Johnson
Respondent Lawyers(s): Matthew I. Penfield
Arbitrator(s): Donald Milo Helton, Debra Black Leo, Daniel T. Hull
Hearing Site: Birmingham, AL
08-0470711/22/2010Claimant(s): Kayvan Karoon, Karoon Capital Markets. (dba)
Claimant Lawyers(s): Philip L. Guarino
Respondent(s): Albert Johnson, Jack Handy, John Simmers, Financial Network Investment Corporation, ING Advisors Network
Respondent Lawyers(s): David S. Goldstein, Donald H. Chase, Evan Lupion
Arbitrator(s): Philip W. Burge, Tina L. Mitchell, David Nielsen
Hearing Site: Los Angeles, CA

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