| 08-04707 | 11/22/2010 | Claimant(s): Kayvan Karoon, Karoon Capital Markets. (dba)
Claimant Lawyers(s): Philip L. Guarino
Respondent(s): Albert Johnson, Jack Handy, John Simmers, Financial Network Investment Corporation, ING Advisors Network
Respondent Lawyers(s): David S. Goldstein, Donald H. Chase, Evan Lupion
Arbitrator(s): Philip W. Burge, Tina L. Mitchell, David Nielsen
Hearing Site: Los Angeles, CA
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| 09-02486 | 10/11/2010 | Claimant(s): Robert Brink
Claimant Lawyers(s): Edward T. Swanson
Respondent(s): Jessica Cutrera, BFT Financial Group
Respondent Lawyers(s): Martin W. Jaszczuk, W. Perry Brandt
Arbitrator(s): Tina L. Mitchell, A. Joel Klein, Richard M. Norman
Hearing Site: Los Angeles, CA
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| 07-00542 | 05/28/2008 | Claimant(s): Andrew Haas
Claimant Lawyers(s): Michael Blumenfeld
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael D. Schissel
Arbitrator(s): Victoria E. Johnson, Tina L. Mitchell, Laurent C. Vonderweidt
Hearing Site: Los Angeles, CA
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| 07-00470 | 02/27/2008 | Claimant(s): Oscar Munguia
Claimant Lawyers(s): Oscar R Munguia
Respondent(s): John Conroy, Kevin Brennan, Reza Abedi, Benson York Group., New Castle Financial Group Inc.
Respondent Lawyers(s): Brett D. Zinner, John J. Conroy, Reza Abedi
Arbitrator(s): Thomas E. Shuck, Tina L. Mitchell, Holly Banafsheh
Hearing Site: Los Angeles, CA
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