14-02770 | 04/20/2016 | Claimant(s): Frank Epinger Claimant Lawyers(s): Michael Blumenfeld Respondent(s): Morgan Stanley Respondent Lawyers(s): Terry E. Sanchez Arbitrator(s): Robert Bruce MacDonald, Cheryl Marie Allain-Mee, Barry A. Fisher Hearing Site: Los Angeles, CA
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14-00222 | 04/28/2015 | Claimant(s): Levi Nagel Claimant Lawyers(s): Michael Blumenfeld Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Lisa Bertain Arbitrator(s): Christine A. Page Hearing Site: Los Angeles, CA
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12-01874 | 06/19/2014 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Timothy N. Will Respondent(s): David Geschke, Joseph De Falco, Lawrence King Respondent Lawyers(s): Michael Blumenfeld, Timothy N. Will Arbitrator(s): Mandel E. Himelstein, Edward H. Davis, Thomas L. Marshall Hearing Site: San Diego, CA
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10-04257 | 06/10/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Timothy N. Will Respondent(s): Philip Duamarell Respondent Lawyers(s): Michael Blumenfeld Arbitrator(s): Richard J. Stall, Robert Bruce MacDonald, Thomas W. Gregory Hearing Site: Los Angeles, CA
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12-03372 | 06/03/2014 | Claimant(s): Claimant Lawyers(s): Respondent(s): Corey Casilio, John Valentine, William Leitch Respondent Lawyers(s): Michael Blumenfeld, Robert Girard, Samuel J. Casey Arbitrator(s): Deanna Margaret Veitia, Edward H. Davis, Steven F. Bernstein Hearing Site: San Diego, CA
| | Expungement |
11-00621 | 08/28/2012 | Claimant(s): Deborah Schwartz Claimant Lawyers(s): Michael Blumenfeld Respondent(s): Thomas Kim, Broadhaven Capital Partners, Pritzker Company, The UNX Companies LLC, UNX LLC Respondent Lawyers(s): Michael E. Grenert, Todd R. Wulffson Arbitrator(s): Montgomery G. Griffin, Anita Rae Shapiro, Daniel David Kopman Hearing Site: Los Angeles, CA
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09-06463 | 11/11/2011 | Claimant(s): Charles Young, Charles J. Young DDS Inc. PSP Claimant Lawyers(s): Michael Blumenfeld, Robert Girard Respondent(s): Gordon Carlson Respondent Lawyers(s): Kevin L. Wheeler Arbitrator(s): James A. Sigler, Henry Marris Wollman, Anita Rae Shapiro Hearing Site: Los Angeles, CA
| | Expungement |
09-04108 | 05/09/2011 | Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Abe Lampart Respondent(s): William Creedon Respondent Lawyers(s): Michael Blumenfeld Arbitrator(s): Alvin S. Milder, Cathleen M. Cobb, Bryan L. Herrmann Hearing Site: Los Angeles, CA
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09-01469 | 05/03/2011 | Claimant(s): Dwight Manley Claimant Lawyers(s): Michael Blumenfeld Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Paul J. Schumacher Arbitrator(s): Walter S. Weiss, Frederick N. Bailard, Paul H. White Hearing Site: Los Angeles, CA
| | $0 |
08-00452 | 12/30/2009 | Claimant(s): Paige Sherman Claimant Lawyers(s): Michael Blumenfeld Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Richard L. Rubin, Laura Effel, Robert M. Lubin Hearing Site: San Francisco, CA
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