Potomac Analytics' Logo

FINRA Awards for Walter S. Weiss

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0040608/17/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): William P. Wallenstein
Respondent(s): Cary Rosenfeld
Respondent Lawyers(s): Cary Rosenfeld
Arbitrator(s): Walter S. Weiss
Hearing Site: Los Angeles, CA
11-0138304/16/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Richard Chiarenza
Respondent Lawyers(s): Richard Douglas Chiarenza
Arbitrator(s): Walter S. Weiss
Hearing Site: Las Vegas, NV
09-0146905/03/2011Claimant(s): Dwight Manley
Claimant Lawyers(s): Michael Blumenfeld
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Paul J. Schumacher
Arbitrator(s): Walter S. Weiss, Frederick N. Bailard, Paul H. White
Hearing Site: Los Angeles, CA
Checkmark Icon$0
09-0724607/20/2010Claimant(s): Bijan Hakimpour
Claimant Lawyers(s): Bijan Hakimpour
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Alexander T. Moore
Arbitrator(s): Walter S. Weiss
Hearing Site: Los Angeles, CA
Checkmark Icon$213
07-0273703/18/2008Claimant(s): Melanie Bruno
Claimant Lawyers(s): Milton Fried
Respondent(s): AXA Advisors
Respondent Lawyers(s): Theodore C. Peters
Arbitrator(s): Walter S. Weiss, James H. Frank, Louise A. Berberian
Hearing Site: Los Angeles, CA
Checkmark Icon$0

5 Results

Display: