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FINRA Awards for Frederick N. Bailard

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0384708/21/2013Claimant(s): Paul Lin
Claimant Lawyers(s): Paul Lin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Dan A. Rosenbaum
Arbitrator(s): Frederick N. Bailard
Hearing Site: Los Angeles, CA
Checkmark Icon$2,105
09-0146905/03/2011Claimant(s): Dwight Manley
Claimant Lawyers(s): Michael Blumenfeld
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Paul J. Schumacher
Arbitrator(s): Walter S. Weiss, Frederick N. Bailard, Paul H. White
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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