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FINRA Awards for Robert M. Lubin

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0436901/10/2011Claimant(s): Eric Besag, Eric T. Besag Living Trust
Claimant Lawyers(s): Mitchell S. Ostwald
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Eric J. Glassman
Arbitrator(s): Robert M. Lubin
Hearing Site: San Francisco, CA
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08-0045212/30/2009Claimant(s): Paige Sherman
Claimant Lawyers(s): Michael Blumenfeld
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Richard L. Rubin, Laura Effel, Robert M. Lubin
Hearing Site: San Francisco, CA

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