23-01488 | 03/01/2024 | Claimant(s): Thomas Smith Claimant Lawyers(s): Chelsea Bauer Respondent(s): Edward Jones Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Jonathan H. Krotinger Hearing Site: San Francisco, CA
| | |
19-00555 | 02/20/2024 | Claimant(s): Janice Kevari Claimant Lawyers(s): Maryann P Gallagher Respondent(s): Scottrade Inc., TD Ameritrade. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Janice L. Sperow, Kevin K. Forrester, Lisa Miller Hearing Site: San Diego, CA
| | |
23-01421 | 02/15/2024 | Claimant(s): Amy Wasser Claimant Lawyers(s): Harris Freedman Respondent(s): Edward Jones Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): William W. Haskell Hearing Site: San Francisco, CA
| | |
21-01460 | 03/02/2023 | Claimant(s): Henry Stellwagen Claimant Lawyers(s): Neda Ataie Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Joseph C. Watson, BaoKim N. Coleman, Cherie S. Lewis Hearing Site: Los Angeles, CA
| | |
22-00541 | 09/15/2022 | Claimant(s): Christian Maeder Claimant Lawyers(s): Sarah Ali Burroughs Respondent(s): Edward Jones Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
| | |
18-03818 | 10/22/2019 | Claimant(s): Shawn Gruver Claimant Lawyers(s): Michael Bessette Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA
| | |
18-00380 | 06/24/2019 | Claimant(s): Jeffrey Boudjouk Claimant Lawyers(s): Jeffrey L. Levy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Mary C. Kelleher, Robert E. Anderson, Nicholas Trott Long Hearing Site: Providence, RI
| | |
18-00719 | 03/22/2019 | Claimant(s): Peter Cunningham Claimant Lawyers(s): Michelle Atlas Respondent(s): TD Ameritrade. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Elliott D. Finkel Hearing Site: Los Angeles, CA
| | |
16-03671 | 10/05/2018 | Claimant(s): Frank Meyers, Meyers FLP, Kepner Plastics Profit Sharin Plan, Frank Meyers Family Trust, Meryl Lee on behalf of Calle Mayor Trust Claimant Lawyers(s): Robert J. Girard Respondent(s): Morgan Stanley Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Robert E. Jenks, Holly Banafsheh, Owen Frances Hearing Site: Los Angeles, CA
| | Expungement |
12-03471 | 05/10/2013 | Claimant(s): Mike Safaie Claimant Lawyers(s): Mike Safaie Respondent(s): TD Ameritrade. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Robert E. Jenks, Jack R. Goetz, Darrell Thomas Reed Hearing Site: Los Angeles, CA
| | |