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FINRA Awards for Nicholas Trott Long

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0236112/08/2022Claimant(s): Jill McLoughlin, Jody Hall, Joyce Rosenthal, Judy Richardson, Shirlee R. Rosenthal Irrev. R.E. Trust
Claimant Lawyers(s): Stacey P. Nakasian
Respondent(s): Charles White, Wilson Saville, Barrett & Company
Respondent Lawyers(s): Peter F. Flynn
Arbitrator(s): Carol Di Natale, Nicholas Trott Long, John C Solomon
Hearing Site: Providence, RI
Checkmark Icon$534,397
19-0143203/23/2020Claimant(s): Ann DeQuattro
Claimant Lawyers(s): Stacey P. Nakasian
Respondent(s): Gregory Dudzik, Steven Pitassi, Janney Montgomery Scott LLC
Respondent Lawyers(s): Samuel E. Cohen
Arbitrator(s): James R. Collins, Karen Kupersmith, Nicholas Trott Long
Hearing Site: Providence, RI
Checkmark Icon$125,000
18-0038006/24/2019Claimant(s): Jeffrey Boudjouk
Claimant Lawyers(s): Jeffrey L. Levy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Mary C. Kelleher, Robert E. Anderson, Nicholas Trott Long
Hearing Site: Providence, RI

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