| 21-02748 | 05/25/2023 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Kevin J Woods
Respondent(s): Eric Demarcus
Respondent Lawyers(s): Neda Ataie
Arbitrator(s): Peter H. Daly, Val D. Hornstein, Richard Ullman
Hearing Site: San Francisco, CA
| | |
| 21-01460 | 03/02/2023 | Claimant(s): Henry Stellwagen
Claimant Lawyers(s): Neda Ataie
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Joseph C. Watson, BaoKim N. Coleman, Cherie S. Lewis
Hearing Site: Los Angeles, CA
| | |
| 18-03148 | 03/13/2020 | Claimant(s): Kurtis Magee
Claimant Lawyers(s): Neda Ataie
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jason E. Murtagh
Arbitrator(s): Jeffrey E. Skogsbergh, Joseph C. Watson, Paul Isaac Matloff
Hearing Site: Los Angeles, CA
| | |
| 17-01880 | 10/19/2018 | Claimant(s): John Coughlin
Claimant Lawyers(s): Neda Ataie
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): Doris V. Knotter, Janice L. Sperow, William Stephen McGee
Hearing Site: San Diego, CA
|  | Expungement |
| 09-01560 | 08/20/2010 | Claimant(s): Peter Chiang
Claimant Lawyers(s): Neda Ataie
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jennifer Lynn Nutter
Arbitrator(s): Kevin K. Forrester
Hearing Site: San Diego, CA
| | |
| 07-00999 | 01/29/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Judy Louie
Respondent(s): Stephen Whitman
Respondent Lawyers(s): Neda Ataie
Arbitrator(s): Harvey C. Flodin, Joseph T. Donnantuoni, Kevin K. Forrester
Hearing Site: San Diego, CA
| | |
| 07-00417 | 11/12/2007 | Claimant(s): Elizabeth Bondoc
Claimant Lawyers(s): Neda Ataie
Respondent(s): Wachovia Securities, Stephen Wilson
Respondent Lawyers(s): Peter Brown Dolan, Ryan P. Smith
Arbitrator(s): William E. Winfield, Troy C. Sumrall, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
| | $13,713 |
