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FINRA Awards for William E. Winfield

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0143810/21/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Christopher Bleuher
Respondent Lawyers(s): Catherine L. Rhodes
Arbitrator(s): Edward J. Costello, William E. Winfield, Katharine Reed Coleman
Hearing Site: Los Angeles, CA
07-0047804/07/2010Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Michael Jake Ewart
Respondent(s): Jodie Cohen, Nathan Lorbietzki, Robert Barron
Respondent Lawyers(s): L. Christopher Rose, Michael Jake Ewart
Arbitrator(s): Alan J. Duncan, William E. Winfield, David L. Moran
Hearing Site: Las Vegas, NV
07-0041711/12/2007Claimant(s): Elizabeth Bondoc
Claimant Lawyers(s): Neda Ataie
Respondent(s): Wachovia Securities, Stephen Wilson
Respondent Lawyers(s): Peter Brown Dolan, Ryan P. Smith
Arbitrator(s): William E. Winfield, Troy C. Sumrall, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
Checkmark Icon$13,713

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