| 18-01400 | 12/31/2018 | Claimant(s): Gordon Chen, Nhut Anh Dang
Claimant Lawyers(s): Neal S. Robb
Respondent(s): Kai Lee
Respondent Lawyers(s): Kai Lee
Arbitrator(s): Robert D. Sussin, Cathleen M. Cobb, Rahsan Malik Boykin
Hearing Site: Los Angeles, CA
| | |
| 16-02311 | 07/20/2017 | Claimant(s): Jason Hallmark
Claimant Lawyers(s): Jason Hallmark
Respondent(s): John Rukenbrod
Respondent Lawyers(s): Gregory D. Seeley
Arbitrator(s): Cathleen M. Cobb, Robert Rosen, Marie Ann Stein
Hearing Site: Los Angeles, CA
|  | Expungement |
| 12-02548 | 07/19/2013 | Claimant(s): Invest Financial Corporation
Claimant Lawyers(s): Jacquelyn Mohr
Respondent(s): Andrew Kardish
Respondent Lawyers(s): Andrew Vincent Kardish
Arbitrator(s): Cathleen M. Cobb, Benjamin F. Breslauer, Robert Weston Armstrong
Hearing Site: Los Angeles, CA
| | |
| 09-04108 | 05/09/2011 | Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Abe Lampart
Respondent(s): William Creedon
Respondent Lawyers(s): Michael Blumenfeld
Arbitrator(s): Alvin S. Milder, Cathleen M. Cobb, Bryan L. Herrmann
Hearing Site: Los Angeles, CA
| | |
| 09-05536 | 08/11/2010 | Claimant(s): Alfred Davenport Jr., A.L. Davenport Trust
Claimant Lawyers(s): Robert L. Risley
Respondent(s): Bjorn Hauerbach, Donald Gorsch, Edward Tom, UBS Financial Services Inc., UBS
Respondent Lawyers(s): Corporate Officer, Neal S. Robb
Arbitrator(s): Theodore G. Bradpiece, Kenneth E. Owen, Cathleen M. Cobb
Hearing Site: Los Angeles, CA
| | $0 |
| 07-02734 | 04/30/2010 | Claimant(s): Jamila Arapovic
Claimant Lawyers(s): Jamila Arapovic
Respondent(s): Wells Fargo Investments, Wells Fargo, N.A.
Respondent Lawyers(s): Dena Narbaitz
Arbitrator(s): Michael G. Clark, James P. Murphy, Cathleen M. Cobb
Hearing Site: Los Angeles, CA
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