FINRA Awards for Marie Ann Stein

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-03287	03/20/2020	Claimant(s): Leigh Datzker, Ttee Annabelle Datzker Tr Claimant Lawyers(s): Leigh Alan Datzker Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Anthony J. Borrelli Arbitrator(s): Kirtley M. Thiesmeyer, Paula K. Konikoff, Marie Ann Stein Hearing Site: Los Angeles, CA		$0
17-00308	04/12/2018	Claimant(s): John Storm Claimant Lawyers(s): John Gregory Storm Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey A. Wortman Arbitrator(s): Marie Ann Stein, Steven H. Gentry, Mario Cavar Bickham Hearing Site: Los Angeles, CA
15-01866	02/13/2018	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Elizabeth H. Lindh Respondent(s): Isidro Miramontes, Miramontes Capital Respondent Lawyers(s): Anthony R. Bisconti, David Harrison Arbitrator(s): Milton N. Gross, Marie Ann Stein, Mark Thomas Risner Hearing Site: Los Angeles, CA
16-02311	07/20/2017	Claimant(s): Jason Hallmark Claimant Lawyers(s): Jason Hallmark Respondent(s): John Rukenbrod Respondent Lawyers(s): Gregory D. Seeley Arbitrator(s): Cathleen M. Cobb, Robert Rosen, Marie Ann Stein Hearing Site: Los Angeles, CA		Expungement
11-01071	12/19/2011	Claimant(s): Cantella & Co.. Claimant Lawyers(s): Jay Lanstein Respondent(s): Arthur Gerome Respondent Lawyers(s): Arthur A. Gerome Arbitrator(s): Roberta Haft, Montgomery G. Griffin, Marie Ann Stein Hearing Site: Los Angeles, CA