| 23-01541 | 11/08/2024 | Claimant(s): Keith Krupka
Claimant Lawyers(s): Matthew Wilson
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Donald A. Corbett
Arbitrator(s): Theodore E. Danciart, Paula K. Konikoff, Bruce Leslie Ishimatsu
Hearing Site: Los Angeles, CA
|  | $0 |
| 17-02495 | 01/31/2022 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Elizabeth H. Lindh
Respondent(s): Michael Margiotta
Respondent Lawyers(s): Steve Alan Buchwalter
Arbitrator(s): Paula K. Konikoff, George Herman Frisch, Jonathan Gartner
Hearing Site: Los Angeles, CA
| | |
| 20-03841 | 12/21/2021 | Claimant(s): Edward Denton
Claimant Lawyers(s): Edward E Denton
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Paula K. Konikoff, Erin Person, Linda Wilde
Hearing Site: Los Angeles, CA
| | Expungement |
| 18-03287 | 03/20/2020 | Claimant(s): Leigh Datzker, Ttee Annabelle Datzker Tr
Claimant Lawyers(s): Leigh Alan Datzker
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Kirtley M. Thiesmeyer, Paula K. Konikoff, Marie Ann Stein
Hearing Site: Los Angeles, CA
| | $0 |
