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FINRA Awards for Steve Alan Buchwalter

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0249501/31/2022Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Elizabeth H. Lindh
Respondent(s): Michael Margiotta
Respondent Lawyers(s): Steve Alan Buchwalter
Arbitrator(s): Paula K. Konikoff, George Herman Frisch, Jonathan Gartner
Hearing Site: Los Angeles, CA

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