FINRA Awards for Isidro Miramontes

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 10 out of 13 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-03652	04/13/2021	Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Elizabeth H. Lindh Arbitrator(s): Robert Rosen Hearing Site: Los Angeles, CA
19-03651	12/17/2020	Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Simon M. Levy Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA
19-03630	11/17/2020	Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): UBS Financial Services Inc., Purshe Kaplan Sterling Investments Respondent Lawyers(s): David Purcell, Elizabeth H. Lindh Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA
19-03632	11/17/2020	Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Simon M. Levy Arbitrator(s): Elliott Finkel Hearing Site: Los Angeles, CA
19-03660	11/13/2020	Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Simon M. Levy Arbitrator(s): Joyce L. Hurley Hearing Site: Los Angeles, CA
18-02782	11/25/2019	Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): Morgan Stanley & Co., UBS Financial Services Inc. Respondent Lawyers(s): Elizabeth H. Lindh, Nicholas Y. Lin Arbitrator(s): George Herman Frisch Hearing Site: Los Angeles, CA
19-00163	10/17/2019	Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Nicholas Y. Lin Arbitrator(s): Elliott Finkel Hearing Site: Los Angeles, CA
18-03660	10/11/2019	Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): Morgan Stanley & Co., UBS Financial Services Inc. Respondent Lawyers(s): Elizabeth H. Lindh, Nicholas Y. Lin Arbitrator(s): Natalie Panossian-Bassler Hearing Site: Los Angeles, CA
18-03081	10/08/2019	Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Timothy L. Moore Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA
18-02745	09/11/2019	Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Timothy L. Moore Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA