FINRA Awards for David Purcell

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-03958	06/01/2021	Claimant(s): Jonathan Sard Claimant Lawyers(s): James P. Galvin Respondent(s): Purshe Kaplan Sterling Investments Respondent Lawyers(s): David Purcell Arbitrator(s): Michael J. Ahlstrom, Judith Stilz Ogden, Brian Francis Pocock Hearing Site: Atlanta, GA
20-01869	02/03/2021	Claimant(s): Jason Skolnick Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Purshe Kaplan Sterling Investments Respondent Lawyers(s): David Purcell Arbitrator(s): Denise L. Presley Hearing Site: Boston, MA
19-03630	11/17/2020	Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): UBS Financial Services Inc., Purshe Kaplan Sterling Investments Respondent Lawyers(s): David Purcell, Elizabeth H. Lindh Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA
20-00973	11/10/2020	Claimant(s): Brian Bogart Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Purshe Kaplan Sterling Investments Respondent Lawyers(s): David Purcell Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD