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FINRA Awards for Brian Bogart

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0097311/10/2020Claimant(s): Brian Bogart
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Purshe Kaplan Sterling Investments
Respondent Lawyers(s): David Purcell
Arbitrator(s): Richard E. Lauziere
Hearing Site: Baltimore, MD
17-0075305/16/2018Claimant(s): David Fourney
Claimant Lawyers(s): Bruce Sanders
Respondent(s): Brian Bogart, Morgan Stanley, James Bogart, John Giles
Respondent Lawyers(s): David E. Robbins, Jeremy S. Winer
Arbitrator(s): Walter Michael Mathews
Hearing Site: Washington, DC
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