| 17-00753 | 05/16/2018 | Claimant(s): David Fourney
Claimant Lawyers(s): Bruce Sanders
Respondent(s): Brian Bogart, Morgan Stanley, James Bogart, John Giles
Respondent Lawyers(s): David E. Robbins, Jeremy S. Winer
Arbitrator(s): Walter Michael Mathews
Hearing Site: Washington, DC
|  | Expungement |
| 16-00231 | 06/23/2016 | Claimant(s): Richard Messina, Benchmark-Pellinore.
Claimant Lawyers(s): Barry Lax
Respondent(s): Adam Gordon
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Roger J. Hawke, Walter Michael Mathews, William R. Serpe
Hearing Site: New York, NY
| | |
| 15-00032 | 11/17/2015 | Claimant(s): John Murabito
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Tracey Salmon-Smith
Arbitrator(s): Walter Michael Mathews
Hearing Site: New York, NY
| | $0 |
| 13-00337 | 11/15/2013 | Claimant(s): Dong Lee
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Theodore O. Rogers
Arbitrator(s): Martin Jay Siegel, Walter Michael Mathews, Joanne Basso Mack
Hearing Site: New York, NY
| | |
| 11-00140 | 08/28/2012 | Claimant(s): Donald Adkins
Claimant Lawyers(s): Thomas J. Momjian
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Michael E. Olney, Gary W. Sherbell, Walter Michael Mathews
Hearing Site: New York, NY
| | |
