| 19-03547 | 10/08/2020 | Claimant(s): Anthony Becker
Claimant Lawyers(s): Brian Kennedy
Respondent(s): Great American Advisors., Lincoln Investment
Respondent Lawyers(s): Jessica Levine, Peter J. Nerone
Arbitrator(s): Daniel Adam Schlein, Joanne Basso Mack, Steven C. Kasarda
Hearing Site: New York, NY
| | |
| 16-03348 | 07/03/2017 | Claimant(s): Eric Hernandez
Claimant Lawyers(s): Brian Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Mark Knoll
Arbitrator(s): Sandra J. Mullings, Joan M. Traub, Joanne Basso Mack
Hearing Site: New York, NY
| | |
| 10-02256 | 12/18/2015 | Claimant(s): Estate of Frances Lagano
Claimant Lawyers(s): Frank Lagano
Respondent(s): Ardell Roan, George Manuelian, John Serocke, Joseph Calcagno, Morgan Stanley
Respondent Lawyers(s): Joseph Vincent Calcagno, Thomas P. Briody
Arbitrator(s): Michelle Jacobowitz Gallagher, Joanne Basso Mack, Gladys Mond
Hearing Site: New York, NY
|  | Expungement |
| 13-00337 | 11/15/2013 | Claimant(s): Dong Lee
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Theodore O. Rogers
Arbitrator(s): Martin Jay Siegel, Walter Michael Mathews, Joanne Basso Mack
Hearing Site: New York, NY
| | |
