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FINRA Awards for Mark Knoll

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0334807/03/2017Claimant(s): Eric Hernandez
Claimant Lawyers(s): Brian Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Mark Knoll
Arbitrator(s): Sandra J. Mullings, Joan M. Traub, Joanne Basso Mack
Hearing Site: New York, NY
15-0337812/23/2016Claimant(s): UY Trading LTD, Titan Global Return Fund LP
Claimant Lawyers(s): David Jaroslawicz
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch Professional Clearing, TJM Investments
Respondent Lawyers(s): Mark Knoll, Richard T. Reibman
Arbitrator(s): Sandra Gale Behrle, Wallace Anthony Showman, William James Cortellessa
Hearing Site: New York, NY
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