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FINRA Awards for Lincoln Investment

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0152910/09/2023Claimant(s): Debora Scholl
Claimant Lawyers(s): Debora Scholl
Respondent(s): Alexis Cain, Lincoln Investment
Respondent Lawyers(s): Matthew Sherlock, Sean L. Corgan
Arbitrator(s): Diane Ciccone
Hearing Site: Philadelphia, PA
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21-0245704/26/2022Claimant(s): Joslyn Ewart
Claimant Lawyers(s): Samuel E. Cohen
Respondent(s): Lincoln Investment
Respondent Lawyers(s): Jessica Levine
Arbitrator(s): Carol H. Gold, Richard Frank Colello, Louis P. Wagman
Hearing Site: Philadelphia, PA
19-0354710/08/2020Claimant(s): Anthony Becker
Claimant Lawyers(s): Brian Kennedy
Respondent(s): Great American Advisors., Lincoln Investment
Respondent Lawyers(s): Jessica Levine, Peter J. Nerone
Arbitrator(s): Daniel Adam Schlein, Joanne Basso Mack, Steven C. Kasarda
Hearing Site: New York, NY
18-0267312/16/2019Claimant(s): Linda Stanley, Sheena Gillespie, Estate of Mary Bryce, Linda Stanley Liv. Trust, Mary Bryce Trust, Sheena Gillespie Liv. Trust
Claimant Lawyers(s): Bradford M Gucciardo
Respondent(s): Dean DiMaggio, Rachel Pino, Sandy Siff, Sean Mohammadi, Halliday Financial, Lincoln Investment
Respondent Lawyers(s): David S. Sheiffer, Jessica Levine
Arbitrator(s): Judith Fields Jurney, Jay Alan Kranis, Steven Gary Leventhal
Hearing Site: New York, NY
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