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FINRA Awards for Halliday Financial

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0267312/16/2019Claimant(s): Linda Stanley, Sheena Gillespie, Estate of Mary Bryce, Linda Stanley Liv. Trust, Mary Bryce Trust, Sheena Gillespie Liv. Trust
Claimant Lawyers(s): Bradford M Gucciardo
Respondent(s): Dean DiMaggio, Rachel Pino, Sandy Siff, Sean Mohammadi, Halliday Financial, Lincoln Investment
Respondent Lawyers(s): David S. Sheiffer, Jessica Levine
Arbitrator(s): Judith Fields Jurney, Jay Alan Kranis, Steven Gary Leventhal
Hearing Site: New York, NY
Checkmark Icon$0
15-0122112/17/2015Claimant(s): Catseye Pest Control .
Claimant Lawyers(s): Anthony S. Maney
Respondent(s): Halliday Financial
Respondent Lawyers(s): George Brunelle
Arbitrator(s): Kathleen Hoey Gorr
Hearing Site: Albany, NY
Checkmark Icon$0

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