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FINRA Awards for Judith Fields Jurney

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0267312/16/2019Claimant(s): Linda Stanley, Sheena Gillespie, Estate of Mary Bryce, Linda Stanley Liv. Trust, Mary Bryce Trust, Sheena Gillespie Liv. Trust
Claimant Lawyers(s): Bradford M Gucciardo
Respondent(s): Dean DiMaggio, Rachel Pino, Sandy Siff, Sean Mohammadi, Halliday Financial, Lincoln Investment
Respondent Lawyers(s): David S. Sheiffer, Jessica Levine
Arbitrator(s): Judith Fields Jurney, Jay Alan Kranis, Steven Gary Leventhal
Hearing Site: New York, NY
Checkmark Icon$0
15-0072812/23/2015Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Rachael Luken Carp
Respondent(s): Gloria Farina
Respondent Lawyers(s): Gloria Lynn Farina
Arbitrator(s): Joseph J. Arata, Judith Fields Jurney, Henry Nguyen
Hearing Site: New York, NY
13-0124712/31/2014Claimant(s): The Alice Bilinsky Trust
Claimant Lawyers(s): Alan Kestenbaum
Respondent(s): Deborah Mamber, Dino Carfora, E. Youngberg, Citigroup Global Markets., Julian Frank, Morgan Stanley, Michael Thom, Steven Hart, Steven Sapirstein
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Julian F. Santos, Judith Fields Jurney, Josian Antoine
Hearing Site: New York, NY
Checkmark Icon$0
10-0022002/08/2012Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Beth Delaney
Respondent(s): Robert Chester
Respondent Lawyers(s): W. Hubert Plummer
Arbitrator(s): Daniel B. Berkson, Mitchell S. Friedman, Judith Fields Jurney
Hearing Site: New York, NY
10-0412909/20/2011Claimant(s): Nua Shala, ARI International., ORA Business Services.
Claimant Lawyers(s): Howard M. Rosenfield
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Robert Silva
Respondent Lawyers(s): Matthew C. Applebaum, Robert Scott Silva
Arbitrator(s): Vicki Z. Holleman, Judith Fields Jurney, Lincoln W. Craighead
Hearing Site: New York, NY
Checkmark Icon$0
10-0097704/20/2011Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): Charles LaChaussee
Respondent(s): Rachael Rothman, Susquehanna Financial Group, LLLP
Respondent Lawyers(s): Laura E. Krabill
Arbitrator(s): David N. Brainin, Judith Fields Jurney, Judith C. Greene
Hearing Site: New York, NY
09-0437707/08/2010Claimant(s): Henry Stern, Joyce Greer Stern
Claimant Lawyers(s): Richard M. Zaroff
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Paul K. Stecker
Arbitrator(s): Edward S. Bradley, Lise Gabrielle Hunter, Judith Fields Jurney
Hearing Site: New York, NY
Checkmark Icon$0
04-0714104/25/2008Claimant(s): Mariam Nigohosian
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Waterhouse Securities a/k/a
Respondent Lawyers(s): Miles D. Hart
Arbitrator(s): Judith Fields Jurney, James S. Hazard, Daniel A. Dolan
Hearing Site: New York, NY
Checkmark Icon$150,000

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