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FINRA Awards for Paul K. Stecker

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Displaying 10 out of 10 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0198810/01/2024Claimant(s): Travis Alexander, Crux Wealth Advisors
Claimant Lawyers(s): Mark S. Fusco
Respondent(s): Beau Riggs, Steven Blanchard
Respondent Lawyers(s): Mark S. Fusco, Steven Blanchard
Arbitrator(s): Christopher C. Willett, Michael A. Orticelle, Paul K. Stecker
Hearing Site: Buffalo, NY
12-0072006/19/2013Claimant(s): Bernadette Kelleher
Claimant Lawyers(s): Brian Kennedy
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Paul K. Stecker
Arbitrator(s): Richard W. Cutler, John B. Myers, Ronald Harris Kisner
Hearing Site: New York, NY
Checkmark Icon$11,000
10-0361209/02/2011Claimant(s): Ronald Tranquillo
Claimant Lawyers(s): Theodore M. Davis
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Paul K. Stecker
Arbitrator(s): Stephen T. Rodriguez, Suzanne E. Reynolds-Brady, Stuart M. Schwartz
Hearing Site: Albany, NY
Checkmark Icon$65,642
10-0279106/29/2011Claimant(s): Eugene Colucci
Claimant Lawyers(s): Donald G. McGrath
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Paul K. Stecker
Arbitrator(s): Jeffrey Mark Schwartz, Eugene M. Setel, Peter A.P. Dunlop
Hearing Site: Buffalo, NY
Checkmark Icon$0
10-0155012/03/2010Claimant(s): Miriam Selsky
Claimant Lawyers(s): Robert I. Rabinowitz
Respondent(s): Michael Valinotti, HSBC Securities (USA) Inc.
Respondent Lawyers(s): Paul K. Stecker
Arbitrator(s): Margaret Leggett Tarver, Robert J. McDonnell, Vincent Frank Congemi
Hearing Site: Newark, NJ
Checkmark Icon$283,190
09-0544511/11/2010Claimant(s): Patricia Rosati, Raymond Rosati
Claimant Lawyers(s): Raymond T Rosati
Respondent(s): Michael Bowen, HSBC Securities (USA) Inc.
Respondent Lawyers(s): Paul K. Stecker
Arbitrator(s): David Buch, Vincent Micciche, Christopher C. Willett
Hearing Site: Buffalo, NY
Checkmark Icon$0
09-0471709/01/2010Claimant(s): Peter Skindmore
Claimant Lawyers(s): Kristin P. Kraszewski
Respondent(s): HSBC Securities (USA).
Respondent Lawyers(s): Paul K. Stecker
Arbitrator(s): Ilene Barbara Zatkin-Butler, Clarence Smith, Ralph A. DeSena
Hearing Site: New York, NY
Checkmark Icon$128,671
09-0437707/08/2010Claimant(s): Henry Stern, Joyce Greer Stern
Claimant Lawyers(s): Richard M. Zaroff
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Paul K. Stecker
Arbitrator(s): Edward S. Bradley, Lise Gabrielle Hunter, Judith Fields Jurney
Hearing Site: New York, NY
Checkmark Icon$0
06-0314504/30/2008Claimant(s): Roberto Erusalimsky, Highlands Investment Trading, Ltd., et
Claimant Lawyers(s): Alan R. Perry
Respondent(s): HSBC Brokerage (USA) Inc., HSBC Securities (USA) Inc.
Respondent Lawyers(s): Paul K. Stecker
Arbitrator(s): Michael A. Levin, Daniel S. Newman, Richard A. Stephens
Hearing Site: Boca Raton, FL
Checkmark Icon$0
06-0081110/30/2007Claimant(s): Grace Weber, Elwood and Grace Weber
Claimant Lawyers(s): Michael P. McClaren
Respondent(s): Advest., Edward Carlsen, Merrill Lynch Pierce Fenner & Smith Inc., Roger Faulring
Respondent Lawyers(s): James D. Vannah, Paul K. Stecker
Arbitrator(s): Eugene M. Setel, Karin A. Schlosser, Michael Allen Zeiler
Hearing Site: Buffalo, NY
Checkmark Icon$685,170

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