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FINRA Awards for Eugene M. Setel

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0279106/29/2011Claimant(s): Eugene Colucci
Claimant Lawyers(s): Donald G. McGrath
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Paul K. Stecker
Arbitrator(s): Jeffrey Mark Schwartz, Eugene M. Setel, Peter A.P. Dunlop
Hearing Site: Buffalo, NY
Checkmark Icon$0
06-0081110/30/2007Claimant(s): Grace Weber, Elwood and Grace Weber
Claimant Lawyers(s): Michael P. McClaren
Respondent(s): Advest., Edward Carlsen, Merrill Lynch Pierce Fenner & Smith Inc., Roger Faulring
Respondent Lawyers(s): James D. Vannah, Paul K. Stecker
Arbitrator(s): Eugene M. Setel, Karin A. Schlosser, Michael Allen Zeiler
Hearing Site: Buffalo, NY
Checkmark Icon$685,170

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