| 14-00740 | 06/13/2016 | Claimant(s): Gianluca Passaretta
Claimant Lawyers(s): Blaine H. Bortnick
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Ilene Barbara Zatkin-Butler, Denise L. Quarles, John Caracciolo
Hearing Site: New York, NY
| | |
| 10-05736 | 12/02/2014 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Barry S. Gold
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Ilene Barbara Zatkin-Butler, Mitchell S. Friedman, William A. Rome
Hearing Site: New York, NY
| | |
| 09-03454 | 03/30/2012 | Claimant(s): Irene Kaufman Trust by Irene & Bernice K
Claimant Lawyers(s): Lloyd De Vos
Respondent(s): Diane Frimmel, John Hannasch, UBS Financial Services Inc., Marten Hoekstra, Michael Weisberg
Respondent Lawyers(s): Mark D. Knoll
Arbitrator(s): Ilene Barbara Zatkin-Butler, Milton M. Stein, David J. Weisenfeld
Hearing Site: New York, NY
|  | $0 |
| 11-02100 | 12/30/2011 | Claimant(s): Kelly Martinsen
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Ilene Barbara Zatkin-Butler, Joseph F. Kelley, Robert M. Goldstein
Hearing Site: New York, NY
| | Expungement |
| 09-04717 | 09/01/2010 | Claimant(s): Peter Skindmore
Claimant Lawyers(s): Kristin P. Kraszewski
Respondent(s): HSBC Securities (USA).
Respondent Lawyers(s): Paul K. Stecker
Arbitrator(s): Ilene Barbara Zatkin-Butler, Clarence Smith, Ralph A. DeSena
Hearing Site: New York, NY
| | $128,671 |
| 06-01289 | 03/18/2008 | Claimant(s): Angelo & Benedetta Pisani
Claimant Lawyers(s): Lisa A. Catalano
Respondent(s): Ari Elfenbein, Steven Bernstein, Capital Growth Financial
Respondent Lawyers(s): Adam H. Smith, Michael S. Jacobs, Steven Stang Bernstein
Arbitrator(s): Barbara J. Glenns, Ilene Barbara Zatkin-Butler, Randall K. Berger
Hearing Site: New York, NY
| | $40,500 |
| 07-00114 | 02/27/2008 | Claimant(s): Jason Cohen, Oracle Services, INc. FBO Jason Cohen
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joseph Serino
Arbitrator(s): Arthur P. Fisch, Ilene Barbara Zatkin-Butler, Howard Weitz
Hearing Site: New York, NY
| | $500,000 |
