Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 08-02357 | 08/07/2009 | Claimant(s): ABS Brokerage Services, Iseroute, Llc, Pro Securities, L.L.C. Claimant Lawyers(s): Carl M. Greenfeld Respondent(s): Penson Financial Services. Respondent Lawyers(s): Mark G. Hanchet Arbitrator(s): Donald J. Rasweiler, Arthur P. Fisch, Douglas F. Stone Hearing Site: New York, NY | ||
| 07-00300 | 03/18/2008 | Claimant(s): Benjamin Thomas Claimant Lawyers(s): Alexis Pollock Respondent(s): Vinton Rollins, Shattuck Hammond Partners Respondent Lawyers(s): William J. McSherry Arbitrator(s): Arthur P. Fisch, Joseph J. Arata, Susan C. Lushing Hearing Site: New York, NY | ||
| 07-00114 | 02/27/2008 | Claimant(s): Jason Cohen, Oracle Services, INc. FBO Jason Cohen Claimant Lawyers(s): Ross B. Intelisano Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joseph Serino Arbitrator(s): Arthur P. Fisch, Ilene Barbara Zatkin-Butler, Howard Weitz Hearing Site: New York, NY |  | $500,000 |