19-02663 | 03/14/2023 | Claimant(s): David Worby Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joseph Serino Arbitrator(s): Nancy Kramer, Paul Vaygen, Cynthia Kouril Hearing Site: New York, NY
| | Expungement |
19-00684 | 10/21/2021 | Claimant(s): Henry Ingram Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joseph Serino Arbitrator(s): Leonard Michael Cusano, Carl Henry Perdue, Scott Albert Stringer Hearing Site: Boca Raton, FL
| | $0 |
19-00721 | 09/17/2021 | Claimant(s): Nicholas and Brigit Trentalange, Robert and Marcia Shinbrot Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joseph Serino Arbitrator(s): Andrea R. Jacobs, Jason Allen Rosner, Lan Trinh Hearing Site: Boca Raton, FL
| | $848,120 |
19-01410 | 03/12/2021 | Claimant(s): Sherrie Pellini TTee of Sherrie Pellini Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joseph Serino Arbitrator(s): Michael Jaffe, Vaughn Norman Browne, Gerald M. Levine Hearing Site: New York, NY
| | $0 |
19-00522 | 12/22/2020 | Claimant(s): Gerald S. Backman 2007 Revocable Trust, Claimant Lawyers(s): Christopher J. Gray Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joseph Serino Arbitrator(s): Gary M. Landau, Christopher J. Klein, Stephanie Jeannette Charny Hearing Site: Boca Raton, FL
| | $90,050 |
19-00636 | 11/18/2020 | Claimant(s): Barbara Brody Revocable Trust, Richard Brody Revocable Trust Claimant Lawyers(s): Edward H. Glenn Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joseph Serino Arbitrator(s): Leslie L. Cooney, Will Murphy, Linda M. Foster-Wells Hearing Site: Boca Raton, FL
| | $0 |
19-02180 | 10/19/2020 | Claimant(s): Amanda B. Straight Revocable Trust Claimant Lawyers(s): Seth E. Lipner Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joseph Serino Arbitrator(s): John F. Duane, Gerald H. Grayson, Patricia Kathleen Costello Hearing Site: New York, NY
| | $0 |
12-01842 | 08/28/2013 | Claimant(s): International Alliance, C.V. Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joseph Serino Arbitrator(s): James M. Scutti, Jeffrey R. Roth, Lawrence Goldberg Hearing Site: Boca Raton, FL
| | Expungement |
11-00724 | 03/08/2012 | Claimant(s): Alfred Hoffman Claimant Lawyers(s): Patrick Gaffney Respondent(s): UBS Securities LLC, UBS Financial Services Inc. Respondent Lawyers(s): Joseph Serino Arbitrator(s): Oliver J. Janney, Karl A. Vogeler, James Howell Garrison Hearing Site: Tampa, FL
| | $0 |
07-00114 | 02/27/2008 | Claimant(s): Jason Cohen, Oracle Services, INc. FBO Jason Cohen Claimant Lawyers(s): Ross B. Intelisano Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joseph Serino Arbitrator(s): Arthur P. Fisch, Ilene Barbara Zatkin-Butler, Howard Weitz Hearing Site: New York, NY
| | $500,000 |