| 23-02993 | 06/13/2024 | Claimant(s): Christopher Bice
Claimant Lawyers(s): Garry T. Stevens
Respondent(s): Sagepoint Financial.
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Vaughn Norman Browne, Howard Alan Grinsberg, Jonathan Abrams
Hearing Site: New York, NY
| | |
| 22-00544 | 03/21/2023 | Claimant(s): Jordan Young
Claimant Lawyers(s): Jordan Young
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Richard J. Davis
Arbitrator(s): Richard Lee Mansdoerfer, Vaughn Norman Browne, Ann Judith Gellis
Hearing Site: New York, NY
|  | $0 |
| 21-01577 | 06/23/2022 | Claimant(s): Marko Gnann
Claimant Lawyers(s): Robert Volynsky
Respondent(s): Donovan Mannato, Morgan Stanley, Wells Fargo Clearing Services
Respondent Lawyers(s): Abigail Elrod, Andrew W. Sidman, Kevin D. Galbraith
Arbitrator(s): Sandra J. Mullings, Marion F. Posner, Vaughn Norman Browne
Hearing Site: New York, NY
| | Dismissed by Rule 12206 |
| 19-01410 | 03/12/2021 | Claimant(s): Sherrie Pellini TTee of Sherrie Pellini
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joseph Serino
Arbitrator(s): Michael Jaffe, Vaughn Norman Browne, Gerald M. Levine
Hearing Site: New York, NY
| | $0 |
