| 21-01577 | 06/23/2022 | Claimant(s): Marko Gnann
Claimant Lawyers(s): Robert Volynsky
Respondent(s): Donovan Mannato, Morgan Stanley, Wells Fargo Clearing Services
Respondent Lawyers(s): Abigail Elrod, Andrew W. Sidman, Kevin D. Galbraith
Arbitrator(s): Sandra J. Mullings, Marion F. Posner, Vaughn Norman Browne
Hearing Site: New York, NY
|  | Dismissed by Rule 12206 |
| 20-01391 | 09/24/2021 | Claimant(s): Andrew McLean, Susan McLean
Claimant Lawyers(s): Lars Soreide
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Dora M. Lassinger, Howard S. Quinn, Marion F. Posner
Hearing Site: New York, NY
| | Expungement |
| 18-01783 | 11/26/2018 | Claimant(s): Peter Schwartz
Claimant Lawyers(s): Peter Augustine Schwartz
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Michael S. Hanan
Arbitrator(s): Elliot Berman, Marion F. Posner, Candi Marie Halbert
Hearing Site: New York, NY
| | |
| 16-00381 | 05/11/2017 | Claimant(s): Mark Bell
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Simeon M. Schopf
Arbitrator(s): Bertrand M. Lanchner, Stephen A. Weiner, Marion F. Posner
Hearing Site: New York, NY
| | $0 |
| 14-01162 | 04/10/2015 | Claimant(s): John Ames
Claimant Lawyers(s): Ethan Andrew Brecher
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Patrick Shea
Arbitrator(s): Kinchen C. Bizzell, Abigail J. Pessen, Marion F. Posner
Hearing Site: New York, NY
| | |
| 10-04805 | 10/12/2011 | Claimant(s): James Rathgeber
Claimant Lawyers(s): James A. Rathgeber
Respondent(s): Antony Turberville, David Locy, David McCoy, Denise Zumbrun, Kyong Kim, Paul Balog, Phil Fatta, Brookstone Securities.
Respondent Lawyers(s): Christopher L. Van De Water, Marc L. Abramson
Arbitrator(s): Gilbert F. Bach, Mary Lou McGanney, Marion F. Posner
Hearing Site: New York, NY
| | |
