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FINRA Awards for Ethan Andrew Brecher

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0205805/24/2023Claimant(s): Rodrigo Jolig
Claimant Lawyers(s): Ethan Andrew Brecher
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Keely D. Parr, Kellisia Hazlewood, Rick Rutman
Hearing Site: New York, NY
14-0116204/10/2015Claimant(s): John Ames
Claimant Lawyers(s): Ethan Andrew Brecher
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Patrick Shea
Arbitrator(s): Kinchen C. Bizzell, Abigail J. Pessen, Marion F. Posner
Hearing Site: New York, NY

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