18-03854 | 11/15/2021 | Claimant(s): Mary Shea, Patrick Shea Claimant Lawyers(s): Richard B. Fosher Respondent(s): COR Clearing. Respondent Lawyers(s): Carl S. Burkhalter Arbitrator(s): Robert J. Scafuri, Michael J. Meeusen, Michael Jay Buffoni Hearing Site: Milwaukee, WI
| | $0 |
17-00360 | 08/13/2018 | Claimant(s): Mary Shea, Patrick Shea Claimant Lawyers(s): Adam Gana Respondent(s): Windsor Street Capital Respondent Lawyers(s): Compliance Officer Arbitrator(s): Tracy L. Allen, Michael S. Jordan, David E. Jarvis Hearing Site: Milwaukee, WI
| | $4,978,000 |
14-01162 | 04/10/2015 | Claimant(s): John Ames Claimant Lawyers(s): Ethan Andrew Brecher Respondent(s): Barclays Capital Inc. Respondent Lawyers(s): Patrick Shea Arbitrator(s): Kinchen C. Bizzell, Abigail J. Pessen, Marion F. Posner Hearing Site: New York, NY
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11-03124 | 03/14/2013 | Claimant(s): James Kuczmarski Claimant Lawyers(s): Michael G. Berger Respondent(s): Barclays Capital Inc. Respondent Lawyers(s): Patrick Shea Arbitrator(s): Annamaria Boccia Smith, David J. Weisenfeld, Kevin P. Feerick Hearing Site: New York, NY
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