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FINRA Awards for Mary Shea

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0385411/15/2021Claimant(s): Mary Shea, Patrick Shea
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): COR Clearing.
Respondent Lawyers(s): Carl S. Burkhalter
Arbitrator(s): Robert J. Scafuri, Michael J. Meeusen, Michael Jay Buffoni
Hearing Site: Milwaukee, WI
Checkmark Icon$0
17-0036008/13/2018Claimant(s): Mary Shea, Patrick Shea
Claimant Lawyers(s): Adam Gana
Respondent(s): Windsor Street Capital
Respondent Lawyers(s): Compliance Officer
Arbitrator(s): Tracy L. Allen, Michael S. Jordan, David E. Jarvis
Hearing Site: Milwaukee, WI
Checkmark Icon$4,978,000

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