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FINRA Awards for Elliot Berman

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0178311/26/2018Claimant(s): Peter Schwartz
Claimant Lawyers(s): Peter Augustine Schwartz
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Michael S. Hanan
Arbitrator(s): Elliot Berman, Marion F. Posner, Candi Marie Halbert
Hearing Site: New York, NY
14-0287407/28/2015Claimant(s): Mehmet Erkul
Claimant Lawyers(s): Mehmet Ercan Erkul
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Elliot Berman, Ronald F. Rosner, Louis P. Wagman
Hearing Site: New York, NY
Checkmark Icon$0
11-0202406/14/2013Claimant(s): Mark Francis
Claimant Lawyers(s): Mark Francis
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): Elliot Berman
Hearing Site: New York, NY
Checkmark Icon$0
09-0479502/12/2010Claimant(s): World Trade Financial Corporation
Claimant Lawyers(s): Scott Lawler
Respondent(s): Eugene Austin, Wonderland Capital Corp.
Respondent Lawyers(s): Eugene W. Austin
Arbitrator(s): Elliot Berman
Hearing Site: New York, NY
Checkmark Icon$0
07-0219106/29/2009Claimant(s): First Empire Securities.
Claimant Lawyers(s): Martin H. Kaplan
Respondent(s): Lawrence Miele
Respondent Lawyers(s): Joel E. Davidson
Arbitrator(s): J. Julie Jason, Aaron Tyk, Elliot Berman
Hearing Site: New York, NY

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