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FINRA Awards for Mark Francis

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0202406/14/2013Claimant(s): Mark Francis
Claimant Lawyers(s): Mark Francis
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): Elliot Berman
Hearing Site: New York, NY
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