Potomac Analytics' Logo

FINRA Awards for Alfred Hoffman

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 1 out of 1 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0072403/08/2012Claimant(s): Alfred Hoffman
Claimant Lawyers(s): Patrick Gaffney
Respondent(s): UBS Securities LLC, UBS Financial Services Inc.
Respondent Lawyers(s): Joseph Serino
Arbitrator(s): Oliver J. Janney, Karl A. Vogeler, James Howell Garrison
Hearing Site: Tampa, FL
Checkmark Icon$0

1 Results

Display: