Potomac Analytics' Logo

FINRA Awards for Richard Brody Revocable Trust

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 1 out of 1 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0063611/18/2020Claimant(s): Barbara Brody Revocable Trust, Richard Brody Revocable Trust
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joseph Serino
Arbitrator(s): Leslie L. Cooney, Will Murphy, Linda M. Foster-Wells
Hearing Site: Boca Raton, FL
Checkmark Icon$0

1 Results

Display: