| 13-02080 | 08/06/2014 | Claimant(s): Susquehanna Financial Group, LLLP
Claimant Lawyers(s): M. Norman Goldberger
Respondent(s): David Gingeleskie, Deutsche Bank Securities.
Respondent Lawyers(s): Steven Castaldo
Arbitrator(s): Richard J. Paley, Anna M. Fanelli, Howard Weitz
Hearing Site: New York, NY
| | |
| 10-05479 | 04/26/2012 | Claimant(s): Frank Criscola
Claimant Lawyers(s): Steven B. Caruso
Respondent(s): Sanford C. Bernstein & Co.
Respondent Lawyers(s): Sean M. Murphy
Arbitrator(s): Daniel Robbins, Herman Taub, Howard Weitz
Hearing Site: New York, NY
|  | $159,902 |
| 09-03793 | 06/30/2011 | Claimant(s): Julia A. Keenan, IRA, Stephen R. Keenan
Claimant Lawyers(s): Steven B. Caruso
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Jerome M Shafer, Ira M. Ross, Howard Weitz
Hearing Site: New York, NY
| | Expungement |
| 09-04760 | 12/31/2010 | Claimant(s): Jan Arnett
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Robert Kramer, Lloyd, Scott & Valenti, Ltd.
Respondent Lawyers(s): David E. Robbins, Luann Laney
Arbitrator(s): Bernard A. Kesselman, J. Martin McDonough, Howard Weitz
Hearing Site: New York, NY
| | $0 |
| 10-03099 | 10/20/2010 | Claimant(s): Helen Grant and Eugene Grant
Claimant Lawyers(s): Brian J. Neville
Respondent(s): Greg Schaefer, Dillon Scott Securities.
Respondent Lawyers(s): Greg Scott Schaefer, Jack Lubitz
Arbitrator(s): Howard Weitz
Hearing Site: New York, NY
| | $167,358 |
| 08-04263 | 12/21/2009 | Claimant(s): Richard Berman and Dorothy Berman
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Bear, Stearns & Co..
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Ronald F. Rosner, Howard Weitz, Alice Holly Oshins
Hearing Site: New York, NY
| | $0 |
| 07-03536 | 11/04/2009 | Claimant(s): Michael Lewis
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Nordic Partners.
Respondent Lawyers(s): Joseph Sullivan
Arbitrator(s): Veera V. Konka, Preston V. Pumphrey, Howard Weitz
Hearing Site: New York, NY
| | |
| 08-01978 | 08/31/2009 | Claimant(s): Rosalie Sellitto
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): Ameriprise Financial Services., Michael Sangirardi
Respondent Lawyers(s): Michael J. Zaretsky
Arbitrator(s): Peter J. Kenny, Judith Levin, Howard Weitz
Hearing Site: New York, NY
| | $67,750 |
| 07-00114 | 02/27/2008 | Claimant(s): Jason Cohen, Oracle Services, INc. FBO Jason Cohen
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joseph Serino
Arbitrator(s): Arthur P. Fisch, Ilene Barbara Zatkin-Butler, Howard Weitz
Hearing Site: New York, NY
| | $500,000 |
