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FINRA Awards for Steven Castaldo

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0273607/17/2017Claimant(s): Citi International Financial Services
Claimant Lawyers(s): Steven Castaldo
Respondent(s): Carlos Gajardo, Claudia Vicente, Cristobal Nelson, Karim Pichara, Maximiliano Contador, Patricio Bergmann, VectorGlobal WMG.
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): G. Robert Abrams, Gregory S. Tendrich, Gilbert Tendler
Hearing Site: Boca Raton, FL
13-0208008/06/2014Claimant(s): Susquehanna Financial Group, LLLP
Claimant Lawyers(s): M. Norman Goldberger
Respondent(s): David Gingeleskie, Deutsche Bank Securities.
Respondent Lawyers(s): Steven Castaldo
Arbitrator(s): Richard J. Paley, Anna M. Fanelli, Howard Weitz
Hearing Site: New York, NY

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