Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-01158 | 02/06/2013 | Claimant(s): Gerald Kaiser Claimant Lawyers(s): Adam J. Gana Respondent(s): Gregory Berger, UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): James D. Sallah, Polina M. Dostalik Arbitrator(s): Richard W. Cutler, Irene C. Warshauer, Herman Taub Hearing Site: New York, NY |  | $0 |
| 10-05479 | 04/26/2012 | Claimant(s): Frank Criscola Claimant Lawyers(s): Steven B. Caruso Respondent(s): Sanford C. Bernstein & Co. Respondent Lawyers(s): Sean M. Murphy Arbitrator(s): Daniel Robbins, Herman Taub, Howard Weitz Hearing Site: New York, NY | | $159,902 |
| 09-03961 | 05/25/2011 | Claimant(s): Howard Wilkov, The Wilkov Family Limited Partnership Claimant Lawyers(s): Samuel L. Butt Respondent(s): Ameriprise Financial Services., Jennifer Wilkov Respondent Lawyers(s): Eric R. Breslin, Michael J. Zaretsky Arbitrator(s): Robert Youdelman, Arnold Wagner, Herman Taub Hearing Site: New York, NY | | $501,200 |