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FINRA Awards for Eric R. Breslin

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0460609/24/2013Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): James Pilla
Respondent Lawyers(s): Eric R. Breslin
Arbitrator(s): Gregory J. Getz
Hearing Site: New York, NY
09-0396105/25/2011Claimant(s): Howard Wilkov, The Wilkov Family Limited Partnership
Claimant Lawyers(s): Samuel L. Butt
Respondent(s): Ameriprise Financial Services., Jennifer Wilkov
Respondent Lawyers(s): Eric R. Breslin, Michael J. Zaretsky
Arbitrator(s): Robert Youdelman, Arnold Wagner, Herman Taub
Hearing Site: New York, NY
Checkmark Icon$501,200

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