| 19-00079 | 08/08/2019 | Claimant(s): Robert Conzo
Claimant Lawyers(s): Polina M. Dostalik
Respondent(s): UBS Financial Services Inc., Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff, Craig Vollono
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
| | |
| 12-03312 | 11/22/2013 | Claimant(s): Cynthia Shaw
Claimant Lawyers(s): Steven B. Caruso
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Polina M. Dostalik
Arbitrator(s): Richard W. Cutler, Sandra J. Mullings, David Serko
Hearing Site: New York, NY
|  | $600 |
| 11-04366 | 07/26/2013 | Claimant(s): Marcia Steinmann
Claimant Lawyers(s): Jeffrey D. Pederson
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Polina M. Dostalik
Arbitrator(s): Steven Meyrich
Hearing Site: Denver, CO
| | Expungement |
| 12-01158 | 02/06/2013 | Claimant(s): Gerald Kaiser
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Gregory Berger, UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): James D. Sallah, Polina M. Dostalik
Arbitrator(s): Richard W. Cutler, Irene C. Warshauer, Herman Taub
Hearing Site: New York, NY
| | $0 |
