| 08-04392 | 12/29/2009 | Claimant(s): Peter J. DaPuzzo and Jane DaPuzzo
Claimant Lawyers(s): Steven B. Feigenbaum
Respondent(s): Robert Myers
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Donald J. Rasweiler, Barry Feiden, George W. Fehling
Hearing Site: New York, NY
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| 09-00366 | 10/30/2009 | Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Joseph F. Keenan
Respondent(s): Timothy Cox
Respondent Lawyers(s): Timothy Joseph Cox
Arbitrator(s): Donald J. Rasweiler, Sherri L. Hughes, Paul Giappone
Hearing Site: New York, NY
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| 08-02357 | 08/07/2009 | Claimant(s): ABS Brokerage Services, Iseroute, Llc, Pro Securities, L.L.C.
Claimant Lawyers(s): Carl M. Greenfeld
Respondent(s): Penson Financial Services.
Respondent Lawyers(s): Mark G. Hanchet
Arbitrator(s): Donald J. Rasweiler, Arthur P. Fisch, Douglas F. Stone
Hearing Site: New York, NY
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| 07-02726 | 03/26/2009 | Claimant(s): Ridge Clearing & Outsourcing Solutions,
Claimant Lawyers(s): Howard Schiffman
Respondent(s): Arjent Ltd., Arjent Services LLC, Arjent Limited
Respondent Lawyers(s): Andrew Goodman
Arbitrator(s): Donald J. Rasweiler, Burton M. Fendelman, Carole R. Bernstein
Hearing Site: New York, NY
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| 07-00984 | 12/04/2008 | Claimant(s): American Capital Partners
Claimant Lawyers(s): Christopher Albanese
Respondent(s): Matthew Ferber
Respondent Lawyers(s): Matthew James Ferber
Arbitrator(s): Donald J. Rasweiler, Michael P. Golden, Allen I. Cederbaum
Hearing Site: New York, NY
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| 07-01213 | 02/08/2008 | Claimant(s): Kjersten Lazar
Claimant Lawyers(s): Jeffrey L. Wilson
Respondent(s): Catherine Galgano, Citigroup Global Markets.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Donald J. Rasweiler, Denzil J. Klippel, Susan C. Lushing
Hearing Site: New York, NY
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