14-00278 | 12/05/2018 | Claimant(s): Christopher Tisi Claimant Lawyers(s): John D. Singer Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Thomas B. Lewis Arbitrator(s): Martin Jay Siegel, Sherri L. Hughes, John Michael Bergin Hearing Site: New York, NY
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12-02392 | 05/22/2017 | Claimant(s): Kyle Rusconi, Namuk Cho Claimant Lawyers(s): David B. Wechsler Respondent(s): BNP Paribas Securities Corp. Respondent Lawyers(s): Lloyd B. Chinn Arbitrator(s): Alida D. Camp, Sherri L. Hughes, Kent L. Benziger Hearing Site: New York, NY
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15-01121 | 04/05/2017 | Claimant(s): V. Nicklin, Riverlife Investment Holdings LLC, Estate of Freda W. Nicklin, Franklin C. Nicklin Test,Trust FOB Claimant Lawyers(s): Marc D. Powers Respondent(s): C. L. King & Associates. Respondent Lawyers(s): Christopher F. Robertson Arbitrator(s): Jack Friedman, Sherri L. Hughes, Josian Antoine Hearing Site: New York, NY
| | $0 |
11-03407 | 02/21/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): John K. Wells Respondent(s): Carlos Molina, Jorge Carreras Respondent Lawyers(s): Jacob W. Buchdahl Arbitrator(s): Annette B. Meyers, Sherri L. Hughes, Marianne C. Hussey Hearing Site: New York, NY
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10-00992 | 10/24/2012 | Claimant(s): Brigette Roberts Claimant Lawyers(s): Bryan T. Mohler Respondent(s): Pascal Besman, ThinkEquity Partners Respondent Lawyers(s): Douglas Pick Arbitrator(s): Elizabeth Gilbert, Sherri L. Hughes, Marianne C. Hussey Hearing Site: New York, NY
| | $1,475,000 |
09-06667 | 04/04/2012 | Claimant(s): Colman McCarthy Claimant Lawyers(s): John D. Singer Respondent(s): Michael Byl, William Schloth, Southridge Investment Group LL Respondent Lawyers(s): David E. Danovitch Arbitrator(s): Carolyn A. Mann, Leah R. Marks, Sherri L. Hughes Hearing Site: New York, NY
| | $780,100 |
10-03444 | 07/28/2011 | Claimant(s): John Wilson Claimant Lawyers(s): Paul T. Shoemaker Respondent(s): Barclays Capital Inc. Respondent Lawyers(s): Robert N. Holtzman Arbitrator(s): Alida D. Camp, Sherri L. Hughes, Ellyn S. Roth Hearing Site: New York, NY
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09-00366 | 10/30/2009 | Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Joseph F. Keenan Respondent(s): Timothy Cox Respondent Lawyers(s): Timothy Joseph Cox Arbitrator(s): Donald J. Rasweiler, Sherri L. Hughes, Paul Giappone Hearing Site: New York, NY
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06-04998 | 10/24/2007 | Claimant(s): Richard Streisfeld Claimant Lawyers(s): Neil A. Sussman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Michael Ross, Sherri L. Hughes, Lawrence J. Roth Hearing Site: New York, NY
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