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FINRA Awards for ThinkEquity Partners

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0099210/24/2012Claimant(s): Brigette Roberts
Claimant Lawyers(s): Bryan T. Mohler
Respondent(s): Pascal Besman, ThinkEquity Partners
Respondent Lawyers(s): Douglas Pick
Arbitrator(s): Elizabeth Gilbert, Sherri L. Hughes, Marianne C. Hussey
Hearing Site: New York, NY
Checkmark Icon$1,475,000

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