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FINRA Awards for Marianne C. Hussey

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0045111/18/2013Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward B. Magarian
Respondent(s): Daniel Masiello, Mary Baranowski-Gallo, Philip Pursino
Respondent Lawyers(s): Edward B. Magarian, James E. Heavey, Philip Pursino
Arbitrator(s): Michael Ross, Martin A. Edelstein, Marianne C. Hussey
Hearing Site: New York, NY
11-0340702/21/2013Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): John K. Wells
Respondent(s): Carlos Molina, Jorge Carreras
Respondent Lawyers(s): Jacob W. Buchdahl
Arbitrator(s): Annette B. Meyers, Sherri L. Hughes, Marianne C. Hussey
Hearing Site: New York, NY
10-0099210/24/2012Claimant(s): Brigette Roberts
Claimant Lawyers(s): Bryan T. Mohler
Respondent(s): Pascal Besman, ThinkEquity Partners
Respondent Lawyers(s): Douglas Pick
Arbitrator(s): Elizabeth Gilbert, Sherri L. Hughes, Marianne C. Hussey
Hearing Site: New York, NY
Checkmark Icon$1,475,000
10-0120802/23/2012Claimant(s): Stephen Hentschel
Claimant Lawyers(s): Jonathan Harris
Respondent(s): Eastdil Secured, Wachovia Capital Markets, Wells Fargo Securities
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Sandra J. Mullings, John Nino Brenkovich, Marianne C. Hussey
Hearing Site: New York, NY
09-0404108/04/2011Claimant(s): Jay Moskowitz
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): RBS Securities Inc.
Respondent Lawyers(s): John T. McDonald
Arbitrator(s): Joseph B. Russell, Michael Peter Yahr, Marianne C. Hussey
Hearing Site: New York, NY
10-0298503/29/2011Claimant(s): Mathias Hawkins
Claimant Lawyers(s): Mathias John Hawkins
Respondent(s): Toussaint Capital Partners
Respondent Lawyers(s): Robert I. Rabinowitz
Arbitrator(s): Eva H. Posman, Jonathan R. Morris, Marianne C. Hussey
Hearing Site: New York, NY

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