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FINRA Awards for Jorge Carreras

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0072911/03/2016Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): David G. Russell
Respondent(s): Carlos Molina, Jorge Carreras
Respondent Lawyers(s): Matthew Behncke
Arbitrator(s): Anna M. Fanelli, Charles R. Morrison, James Stanley Kozera
Hearing Site: New York, NY
12-0249905/21/2015Claimant(s): Anne Unanue, Carlos Unanue, Francisco Unanue, Jorge Unanue, Jose Rivero, The Anne Marie Unanue Revocable Trust
Claimant Lawyers(s): Dennis A. Nowak
Respondent(s): Jorge Carreras, Morgan Stanley
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Steven Gerard Goerke, Kevin A. Llinas, Paul J. Burkhart
Hearing Site: Miami, FL
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11-0340702/21/2013Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): John K. Wells
Respondent(s): Carlos Molina, Jorge Carreras
Respondent Lawyers(s): Jacob W. Buchdahl
Arbitrator(s): Annette B. Meyers, Sherri L. Hughes, Marianne C. Hussey
Hearing Site: New York, NY

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