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FINRA Awards for Jacob W. Buchdahl

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0269210/24/2019Claimant(s): Hitesh Mittal
Claimant Lawyers(s): Jacob W. Buchdahl
Respondent(s): ITG Inc.
Respondent Lawyers(s): Andrew Gordon
Arbitrator(s): Judith C. Zerden, Benjamin L. Anderson, Mariane A. Liebowitz
Hearing Site: New York, NY
14-0026407/07/2015Claimant(s): Edgar Ramirez, Rene Joliot, Romel Rodriguez
Claimant Lawyers(s): Jacob W. Buchdahl
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Howard D. Jacob, Irwin Pronin, Roger B. Jacobs
Hearing Site: New York, NY
14-0082102/18/2015Claimant(s): Ileana Platt, Rafael Urquidi
Claimant Lawyers(s): Jacob W. Buchdahl
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Jerrold Levine, Andrea R. Jacobs, Glenn Franklin Fuller
Hearing Site: Miami, FL
11-0340702/21/2013Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): John K. Wells
Respondent(s): Carlos Molina, Jorge Carreras
Respondent Lawyers(s): Jacob W. Buchdahl
Arbitrator(s): Annette B. Meyers, Sherri L. Hughes, Marianne C. Hussey
Hearing Site: New York, NY

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