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FINRA Awards for Andrew Gordon

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0385902/11/2022Claimant(s): Charles Brown, Charles Brown Declaration of Trust
Claimant Lawyers(s): Nate Fata
Respondent(s): Andrew Gordon, Wells Fargo Clearing Services
Respondent Lawyers(s): Stephen M. Cox
Arbitrator(s): Joe E. Manuel, Kenneth R. Starr, Gary E. Marcus
Hearing Site: Columbia, SC
Checkmark Icon$273,088
18-0269210/24/2019Claimant(s): Hitesh Mittal
Claimant Lawyers(s): Jacob W. Buchdahl
Respondent(s): ITG Inc.
Respondent Lawyers(s): Andrew Gordon
Arbitrator(s): Judith C. Zerden, Benjamin L. Anderson, Mariane A. Liebowitz
Hearing Site: New York, NY

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