20-03859 | 02/11/2022 | Claimant(s): Charles Brown, Charles Brown Declaration of Trust Claimant Lawyers(s): Nate Fata Respondent(s): Andrew Gordon, Wells Fargo Clearing Services Respondent Lawyers(s): Stephen M. Cox Arbitrator(s): Joe E. Manuel, Kenneth R. Starr, Gary E. Marcus Hearing Site: Columbia, SC
| | $273,088 |
19-01162 | 12/08/2021 | Claimant(s): Timothy Ratty Claimant Lawyers(s): Curtis Carlson Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Stephen M. Cox Arbitrator(s): Lawrence S. Silver, Will Murphy, Anthony Oreste Arcuni Hearing Site: Boca Raton, FL
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20-01900 | 11/04/2021 | Claimant(s): Joseph Serensits Claimant Lawyers(s): Eric D. Edwards Respondent(s): Firhan Choudhary, Wells Fargo Advisors Financial Network Respondent Lawyers(s): Stephen M. Cox Arbitrator(s): Barbara Black, Michael E. Weddington, John Russell Barlow Hearing Site: Raleigh, NC
| | Expungement |
20-03080 | 02/05/2021 | Claimant(s): Jeffrey Burton Claimant Lawyers(s): Clayton B. McCullough Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Stephen M. Cox Arbitrator(s): John P. Cullem, Richard S. Zaifert, Christopher Cecil Lamb Hearing Site: Columbia, SC
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20-01316 | 01/19/2021 | Claimant(s): Shannon Cotter Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Stephen M. Cox Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charlotte, NC
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19-00657 | 08/03/2020 | Claimant(s): Lawrence Mickle Claimant Lawyers(s): Joshua A Katz Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Stephen M. Cox Arbitrator(s): Michael J. Ahlstrom, Christopher Cecil Lamb, Janice Helsley Blach Hearing Site: Columbia, SC
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19-00012 | 11/05/2019 | Claimant(s): Wallace Freemon Claimant Lawyers(s): Benjamin D. Ridings Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Stephen M. Cox Arbitrator(s): Robert H. Putnam, Fred Kelner, Joseph A Newcomb Hearing Site: Raleigh, NC
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15-00235 | 10/24/2016 | Claimant(s): Estate of Daniel Drummond Claimant Lawyers(s): Andrew D. Gowdown Respondent(s): Charles James, Wells Fargo Advisors Respondent Lawyers(s): Stephen M. Cox Arbitrator(s): Robert A. Dean, Dana Tait Sandlin, Richard James Igou Hearing Site: Columbia, SC
| | $5,988 |
12-00462 | 04/22/2013 | Claimant(s): Mildred Wood, Mildred Wood Revocable Trust, Trust Under the Will of Robert E. Wood Claimant Lawyers(s): Thomas P. Gressette Respondent(s): Wachovia Securities, Wells Fargo Advisors, Lisbeth Cherrington Respondent Lawyers(s): Stephen M. Cox Arbitrator(s): Susan J. Buckley, Alan L. Berger, Charles L.A. Terreni Hearing Site: Columbia, SC
| | Expungement |
12-00742 | 10/17/2012 | Claimant(s): Ronald Raines Claimant Lawyers(s): Stephen M. Cox Respondent(s): Eli Cantrell, Grace Cantrell Respondent Lawyers(s): Eli Cantrell, Grace E Cantrell Arbitrator(s): Jack C. Aycock, Lynne T. Albert, Laura A. Ledford Hearing Site: Charlotte, NC
| | Expungement |